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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-17 |
| NY | RA | APPROVED | 2024-03-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dharma Home Suites | Jersey City | NJ | 09/2016 | 03/2017 |
| Trend Promotions Llc | Belmar | NJ | 05/2016 | 03/2017 |
| Fidelity Brokerage Services Llc | Manhattan | NY | 03/2017 | 09/2018 |
| Charles Schwab Bank | New York City | NY | 09/2018 | 11/2023 |
| J.P. Morgan Securities Llc | New York | NY | 03/2024 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 03/2024 | Present |
| Central Casting | Manhattan | NY | 10/2023 | 02/2024 |
| Aen Creativity Llc | New York | NY | 09/2024 | Present |
Entity Name: AEN Creativity LLC Investment related: No Address: Private Residence Nature of the other business: Health & Fitness Position/Title/Relationship: Owner/Partner Start Date: 09/30/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Yoga Instructor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-18 |
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