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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-14 |
| MN | RA | APPROVED | 2017-07-11 |
Branch Locations
1339 W Arrowhead Rd, Duluth, MN 55811 • United States
90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States
4180 Haines Rd, Duluth, MN 55811 • United States
3931 W Superior St, Duluth, MN 55807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Duluth | MN | 03/2015 | Present |
| Wells Fargo Clearing Services, Llc | Duluth | MN | 03/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-16 |
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