Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-08-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Green Bay | WI | 01/2014 | 11/2017 |
| Wells Fargo Clearing Services, Llc | Green Bay | WI | 03/2017 | 11/2017 |
| Bmo Bank Na | Green Bay | WI | 12/2017 | Present |
| Lpl Financial Llc | Green Bay | WI | 06/2021 | Present |
1) 6/2021- BMO Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- Green Bay, WI 2) 6/2021- BMO BANK NA - Financial Institution Duty/ Premier Banker- Inv. Related- Green Bay, WI- start date 12/18/2017-160hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-23 |
Reach out to this advisor