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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-17
WI RA APPROVED 1997-02-05
  • TX RA
    APPROVED
    Since 2023-11-17
  • WI RA
    APPROVED
    Since 1997-02-05

Branch Locations

1331 North Rd Ste 100, Green Bay, WI 54313 • United States

Oneida, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Green Bay WI 09/2005 03/2020
Ameriprise Financial Services, Llc Green Bay WI 03/2020 Present
Other Businesses

Business Ownership; Macj, LLC; ; LLC for payment of shared office expenses; 1331 North RdSuite 100Green Bay, WI 54171, ,; ; ; 1 to 9 hours per month; / RRMG, LLC; Co-owner; Real Estate; W16184 South Shore Drive, , Armstrong creek , WI, 54103; Not Investment-Related; 05/15/2025; 10 to 19 hours per month; 1 to 9 during trading hours. Board of Directors; Bay Area Ice Bears Booster Club; Treasurer; 1640 Fernando Drive, , DePere, WI, 54115; Not Investment-Related; 06/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-02-04
  • S63 Uniform Securities Agent State Law Examination
    1997-02-04
Designations

View on SEC IAPD

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