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Brittany Brianne Bruce

Wells Fargo Clearing Services, LLC

San Luis Obispo, CA

San Luis Obispo, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-02
  • CA RA
    APPROVED
    Since 2024-04-02

Branch Locations

665 Marsh St, San Luis Obispo, CA 93401 • United States

1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na San Luis Obispo CA 11/2012 02/2022
Wells Fargo Clearing Services Llc San Luis Obispo CA 03/2017 04/2021
Commerce Bank Manhattan KS 02/2022 04/2023
Wells Fargo Clearing Services, Llc San Luis Obispo CA 05/2023 Present
Wells Fargo Bank, Na San Luis Obispo CA 05/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-02
S63 Uniform Securities Agent State Law Examination 2023-06-30
  • S66 Uniform Combined State Law Examination
    2024-04-02
  • S63 Uniform Securities Agent State Law Examination
    2023-06-30
Other Names
  • Brittany Brianne Smith
  • Brittany Bruce
  • Brittany Brianne Bruce
  • Brittany B Bruce

View on SEC IAPD

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James Ralph Haack
Joel Martin Dunbar
TODD ALAN THOMAS
CAROLYN JANE HERZOG

Other Offices

COMMONWEALTH FINANCIAL NETWORK · San Luis Obispo, CA
LPL FINANCIAL LLC · SAN LUIS OBISPO, CA
MML INVESTORS SERVICES, LLC · SAN LUIS OBISPO, CA
EDWARD JONES · SAN LUIS OBISPO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Luis Obispo, CA
CORVUS WEALTH ADVISORS LLC · SAN LUIS OBISPO, CA
PEAK WEALTH ADVISORS, INC. · SAN LUIS OBISPO, CA
CREW WEALTH MANAGEMENT · SAN LUIS OBISPO, CA

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