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Andrew Travis O'SUllivan

Highland Capital Management, LLC

Memphis, TN

CRD 6770133

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Employer firm

Highland Capital Management, LLC CRD 104842

$3.88B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • 401K INVESTMENT MANAGEMENT, PROVISION OF TRADING SIGNALS

From the firm’s Form ADV. Read the guides:

Current Employers
Highland Capital Management, Llc

850 Ridge Lake Blvd Suite 205, Memphis, TN 38120 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2017-03-29
  • TN RA
    APPROVED
    Since 2017-03-29

Branch Locations

850 Ridge Lake Blvd Suite 205, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highland Capital Management, Llc Memphis TN 04/2015 Present
Designations
  • Chartered Financial Analyst
Other Names
  • Andrew O'SUllivan

View on SEC IAPD

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