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Matthew Kolb

Rbc Capital Markets, LLC

Brookfield, WI

Oconomowoc, WI

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-05
WI RA APPROVED 2018-07-05
  • TX RA
    APPROVED
    Since 2018-07-05
  • WI RA
    APPROVED
    Since 2018-07-05

Branch Locations

18500 W Corporate Drive Suite 100, Brookfield, WI 53045 • United States

Oconomowoc, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2017 05/2018
University Of Dayton Dayton OH 07/2012 12/2016
Unemployed Brookfield WI 12/2016 03/2017
Rbc Capital Markets, Llc. Brookfield WI 06/2018 Present
  • 04/2017 → 05/2018
    Edward Jones
    St Louis, MO
  • 07/2012 → 12/2016
    University Of Dayton
    Dayton, OH
  • 12/2016 → 03/2017
    Unemployed
    Brookfield, WI
  • 06/2018 → Present
    Rbc Capital Markets, Llc.
    Brookfield, WI
Previous Registrations
  • 2017-07-31 → 2018-05-07
    Edward Jones
    Brookfield, WI
    St Louis, MO
    Tempe, AZ
    Brookfield, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-27
  • S66 Uniform Combined State Law Examination
    2017-07-27

View on SEC IAPD

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Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI
WHN INVESTOR SERVICES, INC. · BROOKFIELD, WI

More in Brookfield, WI

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