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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-01
  • TX RA
    APPROVED
    Since 2020-05-01

Branch Locations

2520 81St Street, Lubbock, TX 79423-2226 • United States

5440 Harvest Hill Rd Suite 252, Dallas, TX 75230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Advisors Lubbock TX 03/2017 04/2020
Rabinical Seminary Of America Flushing NY 08/2015 05/2018
Lpl Financial Llc Lubbock TX 05/2020 Present
  • 03/2017 → 04/2020
    Securities America Advisors
    Lubbock, TX
  • 08/2015 → 05/2018
    Rabinical Seminary Of America
    Flushing, NY
  • 05/2020 → Present
    Lubbock, TX
Other Businesses

1)04/21/2020 - Winston Wealth Advisors LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 06/2011 - 160 hr/mth

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-01-07
S65 Uniform Investment Adviser Law Examination 2018-11-26
  • S63 Uniform Securities Agent State Law Examination
    2019-01-07
  • S65 Uniform Investment Adviser Law Examination
    2018-11-26
Designations
Other Names
  • Jacob Winston

View on SEC IAPD

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