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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-05-01 |
Branch Locations
2520 81St Street, Lubbock, TX 79423-2226 • United States
5440 Harvest Hill Rd Suite 252, Dallas, TX 75230 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Advisors | Lubbock | TX | 03/2017 | 04/2020 |
| Rabinical Seminary Of America | Flushing | NY | 08/2015 | 05/2018 |
| Lpl Financial Llc | Lubbock | TX | 05/2020 | Present |
1)04/21/2020 - Winston Wealth Advisors LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 06/2011 - 160 hr/mth
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-01-07 |
| S65 | Uniform Investment Adviser Law Examination | 2018-11-26 |
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