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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-04-27 |
Branch Locations
3100 Smoketree Court Suite 1000, Raleigh, NC 27604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Omnistar Financial Group | Wilmington | NC | 07/2016 | 07/2017 |
| Self Employed | Wilmington | NC | 08/2017 | 07/2018 |
| W&S Brokerage Services, Inc | Wilmington | NC | 07/2018 | 08/2021 |
| Self Employed | Wilmington | NC | 08/2021 | 01/2022 |
| Equitable Advisors, Llc | New York | NY | 01/2022 | Present |
Child Development Center; Wilmington, NC; Volunteer/VP, Executive Board; 4-5 hours/week; Not Securities Related; 03/2015 start date.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-20 |
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