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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 03/2017 | 06/2021 |
| Bank Of America | Hickory | NC | 12/2012 | 03/2017 |
| Lpl Financial, Llc | Hickory | NC | 06/2021 | Present |
1. 11/16/2022 - Diamond Pointe Financial, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/23/2021 - 200 Hours Per Month/200 Hours During Securities Trading 2. 11/11/2025 - Outside/W-2 Employment - Social Media - Content Creator - Investment Related - Home Based - Start Date 11/04/2025 - 20 hours per month/ 0 hours during trading 3. 07/15/2026 - L3 Properties, LLC - Business Owner - Not Investment Related - Hickory, NC - Start Date 07/02/2026 - 10 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-12 |
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