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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-02 |
| TX | RA | APPROVED | 2023-06-01 |
| WI | RA | APPROVED | 2023-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ketchum | Chicago | IL | 07/2016 | 03/2017 |
| Unemployed | Grayslake | IL | 03/2017 | 05/2017 |
| Axa Advisors, Llc | New York | NY | 05/2017 | 07/2017 |
| Wells Fargo Clearing Services Llc | Kenosha | WI | 08/2017 | 06/2023 |
| Wells Fargo Advisors Financial Network, Llc | Elkhorn | WI | 06/2023 | Present |
RUSTIC SHORES HOA; NOT INV RELATED;SALEM,WI; MANAGE THE DAY TO DAY OF THE COMMUNITY; BOARD MEMBER; START DATE: 8/31/2026; 3 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-11 |
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