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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2020-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Lake Geneva | WI | 09/2013 | 06/2018 |
| Thrivent Financial | Lake Geneva | WI | 09/2013 | 06/2018 |
| Capital Financial Services, Inc. | Minot | ND | 07/2018 | 07/2019 |
| Calton & Associates, Inc. | Elkhorn | WI | 07/2019 | 11/2020 |
| Harbour Investments, Inc. | Madison | WI | 11/2020 | Present |
| Sierra Financial Services | Elkhorn | WI | 11/2020 | Present |
1)Sierra Financial Services - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-21 |
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