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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-04-24 |
Branch Locations
38 N. Washington St., Elkhorn, WI 53121 • United States
426 Center Street, Lake Geneva, WI 53147 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Lake Geneva | WI | 02/2017 | Present |
| J.P. Morgan Securities Llc | Lake Geneva | WI | 01/2020 | Present |
| Bmo Harris | Burlington | WI | 10/2015 | 02/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-02 |
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