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David John Henningfield

LPl Financial LLC

Elkhorn, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-11-16
TX RA APPROVED_RES 2018-11-01
  • WI RA
    APPROVED
    Since 2018-11-16
  • TX RA
    APPROVED_RES
    Since 2018-11-01

Branch Locations

850 N. Wisconsin St, Elkhorn, WI 53121 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chamberlain & Henningfield, Cpas, Llp Lake Geneva WI 09/1999 09/2020
Cetera Advisor Networks Llc El Segundo CA 01/2013 11/2018
Lpl Financial, Llc Elkhorn WI 11/2018 Present
  • 09/1999 → 09/2020
    Chamberlain & Henningfield, Cpas, Llp
    Lake Geneva, WI
  • 01/2013 → 11/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 11/2018 → Present
    Elkhorn, WI
Previous Registrations
  • 2002-01-03 → 2018-11-04
    Cetera Wealth Services, Llc
    Lake Geneva, WI
Other Businesses

1. 11/1/2018 - COOK PROPERTY, LLC - Not Investment Related - Home Based - Other-Farm - Partner - Started 09/25/2013 - 2 Hours Per Month - Time Spent 2%. 2. 11/1/2018 - BEANS R US, LLC - Not Investment Related - 421 Broad St, Lake Geneva, Wi 53147 - Real Estate Rental - Partner - Started 10/24/2005 - 1 Hour Per Month - Time Spent 2% - Management company handles day to day. 3. 11/1/2018 - GOES FARMS, LLC - Not Investment Related - Home Based - Other-Farm - Partner - Started 09/25/2013 - 10 Hours Per Month - Time Spent 1%. 4. 11/1/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 2002 - 4 Hours Per Month - Time Spent 1% - SELLS LIFE AND FIXED ANNUITIES - FIXED INSURANCE WITH VARIOUS COMPANIES. 5. 4/6/2021 - Henningfield & Associates LLC - Investment Related - At Reported Business Location(s) - CPA Affiliate Program - Started 09/03/2020 - 90 Hours Per Month During Securities Trading - CPA, audit books, taxes personal and business, tax planning, bookkeeping,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-12-28
  • S63 Uniform Securities Agent State Law Examination
    2001-12-28
Other Names
  • David John Henningfield

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