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Employer firm

T. Rowe Price Advisory Services, Inc. CRD 108958

$5.90B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-10-15
  • CO RA
    APPROVED
    Since 2019-10-15

Branch Locations

Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T.ROwe Price Colorado Springs CO 03/2017 Present
Health Fitness Corporation Colorado Springs CO 09/2011 12/2016
Unemployeed Colorado Springs CO 12/2016 03/2017
  • 03/2017 → Present
    T.ROwe Price
    Colorado Springs, CO
  • 09/2011 → 12/2016
    Health Fitness Corporation
    Colorado Springs, CO
  • 12/2016 → 03/2017
    Unemployeed
    Colorado Springs, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-14
S63 Uniform Securities Agent State Law Examination 2017-08-03
  • S66 Uniform Combined State Law Examination
    2019-10-14
  • S63 Uniform Securities Agent State Law Examination
    2017-08-03
Other Names
  • Monica Elaine Burge

View on SEC IAPD

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