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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-10 |
Branch Locations
2783 S Diamond Bar Blvd, Diamond Bar, CA 91765 • United States
56 E Duarte Rd Ste 108, Arcadia, CA 91007 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America | Alhambra | CA | 04/2014 | 03/2017 |
| Axa Advisors, Llc | Alhambra | CA | 03/2017 | 09/2017 |
| Hsbc Bank Usa, National Association | Diamond Bar | CA | 10/2017 | 12/2019 |
| Hsbc Securities Usa, Inc. | Diamond Bar | CA | 11/2017 | 12/2019 |
| Jp Morgan Securities, Llc | Alhambra | CA | 01/2020 | 07/2022 |
| Jp Morgan Chase Bank, N.A. | Alhambra | CA | 01/2020 | 07/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2022 | Present |
| Cetera Investment Advisers Llc | Diamond Bar | CA | 08/2022 | Present |
| Ctbc Bank | Diamond Bar | CA | 08/2022 | Present |
810 JARROW LLC, RENTAL PROPERTY, 100% OWNER, 3/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-22 |
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