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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-09-14
  • PA RA
    APPROVED
    Since 2023-09-14

Branch Locations

1120 W Chester Pike, Havertown, PA 19083 • United States

2900 Island Ave Ste 2904, Philadelphia, PA 19153 • United States

220 Macdade Blvd, Folsom, PA 19033 • United States

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Havertown PA 10/2015 09/2023
Wells Fargo Clearing Services, Llc Radnor PA 09/2023 Present
Previous Registrations
  • 2015-11-16 → 2023-09-15
    Folsom, PA
    Broomall, PA
    Springfield, PA
    Philadelphia, PA
    Broomall, PA
    Springfield, PA
    Havertown, PA
    Broomall, PA
    Conshohocken, PA
    Havertown, PA
    Springfield, PA
    Folsom, PA
    Broomall, PA
    Havertown, PA
    Folsom, PA
    Havertown, PA
    Broomall, PA
Other Businesses

POWER OF ATTORNEY FOR FATHER, INV RELATED, MALVERN, PA, START: 9/27/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-13
S63 Uniform Securities Agent State Law Examination 1999-02-23
  • S65 Uniform Investment Adviser Law Examination
    2015-11-13
  • S63 Uniform Securities Agent State Law Examination
    1999-02-23
Other Names
  • Mark David Stauffer

View on SEC IAPD

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