Joseph Michael Dougherty

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-07-15

PA RA
APPROVED

Since 2021-07-15

Branch Locations

18 Garrett Rd, Upper Darby, PA 19082 • United States

1120 W Chester Pike, Havertown, PA 19083 • United States

888 Baltimore Pike, Springfield, PA 19064 • United States

65 W Baltimore Ave, Lansdowne, PA 19050 • United States

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

217 W Baltimore Ave, Media, PA 19063 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	10/2014	07/2021
Wells Fargo Clearing Services, Llc	Radnor	PA	07/2021	Present

10/2014 → 07/2021

Edward Jones

St Louis, MO
07/2021 → Present

Wells Fargo Clearing Services, Llc

Radnor, PA

Previous Registrations

2014-10-21 → 2021-07-16

Edward Jones

Broomall, PA

St Louis, MO

Springfield, PA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-05-25

S63 Uniform Securities Agent State Law Examination

2005-05-25

Designations

Other Names

Joseph M Dougherty

View on SEC IAPD