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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-04-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cco Investment Services Corp | Havertown | PA | 10/2006 | 04/2017 |
| Lpl Financial, Llc | Havertown | PA | 04/2017 | Present |
1. 2/14/2018 - Bruce Cooke, CFP Wealth Management - Investment Related - At Reported Business Location(s) - Started 04/07/2017 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-30 |
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