Donald Sarcone

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2000 → 10/2019
  1St Global Capital Corp
  Staten Island, NY
• 01/2001 → Present
  Desantis Kiefer Shall & Sarcone, Llp
  Staten Island, NY
• 11/2002 → Present
  Dks Advisory Group, Llc
  Staten Island, NY
• 04/2004 → 09/2025
  Avantax Insurance Services, Inc.
  Staten Island, NY
• 06/2007 → 10/2019
  1St Global Advisors, Inc.
  Staten Island, NY
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Staten Island, NY
• 10/2019 → 09/2025
  Avantax Advisory Services
  Staten Island, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Staten Island, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-09-06 → 2025-09-05
  Avantax Advisory Services
  New York, NY

Other Businesses

1) DESANTIS KIEFER SHALL & SARCONE, LLP POSITION: PARTNER, CPA NATURE: CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2001 DESCRIPTION: CPA firm 2) DKS ADVISORY GROUP, LLC POSITION: PARTNER NATURE: Real estate rental. IT IS NOW INACTIVE - HOWEVER THE ENTITY REMAINS IN EXISTENCE INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/25/1998 ADDRESS: 1675 Richmond Rd, STATEN ISLAND NY 10304, United States DESCRIPTION: ADMINISTRATIVE. 3) CHANNEL CLUB TOWER CONDOMINIUM ASSOCIATION, INC. POSITION: Director NATURE: A Board member of a high rise building located in Monmouth Beach, NJ. I am an owner of an apartment located in the building. The condo association has a management company that operates the building. The Board of directors set various policies, prepare the annual budget, oversee finances, assess and approve required capital expenditures, reviews monthly financial statements provided by the management company. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/21/2024 ADDRESS: 1 Channel Dr., Monmouth Beach NJ 07750, United States DESCRIPTION: I will be involved with reviewing the Audited financial statements prepared by an independent CPA firm. I will attend monthly board meetings and will be involved with any policy additions/changes with regard to a high rise building containing approximately 220 units.

Exams

• S66 Uniform Combined State Law Examination
  1999-12-20

Other Names

• Don Sarcone