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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-04-02 |
| TX | RA | APPROVED | 2026-04-02 |
Branch Locations
6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States
3010 Williams Blvd Sw, Cedar Rapids, IA 52404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | Cedar Rapids | IA | 07/2013 | 01/2023 |
| Edward Jones | St. Louis | MO | 05/2024 | 04/2026 |
| Unemployed | Cedar Rapids | IA | 03/2024 | 05/2024 |
| Dubuque Bank And Trust | Cedar Rapids | IA | 01/2023 | 03/2024 |
| Wells Fargo Clearing Services, Llc | West Des Moines | IA | 04/2026 | Present |
"festivals, bar/restaurants, private parties Type: Date: 01/15/08 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: for playing live music City-State: Cedar Rapids IA" ******* JORDAN SULLIVAN MUSICIAN; NOT INV RELATED;CEDAR RAPIDS,IA; PLAY LIVE MUSIC;100% OWNERSHIP; START DATE: 01/02/2006; 4 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-11 |
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