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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-03
CA RA APPROVED 2017-06-16
  • TX RA
    APPROVED
    Since 2019-06-03
  • CA RA
    APPROVED
    Since 2017-06-16

Branch Locations

24200 Magic Mountain Pkwy, Santa Clarita, CA 91355 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lancaster CA 02/2017 Present
American Homes 4 Rent Agoura Hills CA 05/2015 02/2017
Bank Of America, N.A. Lancaster CA 05/2017 Present
Other Businesses

I*2602258, Entity Type: Entity For Profit, Name of OBA: NCA Management LLC, Address: Valencia, California, 91381, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Owner, Employee State Date: 08/01/2025, No Hours: 12 Yearly, No Hours during Trading: 0 Yearly, Duties: Landlord, property manager. Property Management for my 2 rental properties (Trestles and Scrub Oaks)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-15
  • S66 Uniform Combined State Law Examination
    2017-06-15
Other Names
  • Natalia Avila

View on SEC IAPD

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