Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-30 |
| CA | RA | APPROVED | 2019-12-02 |
Branch Locations
24200 Magic Mountain Pkwy, Santa Clarita, CA 91355 • United States
Saugus, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northridge | CA | 08/2018 | Present |
| Bank Of America, N.A. | Northridge | CA | 08/2018 | Present |
| Union Bank | Sherman Oaks | CA | 04/2018 | 08/2018 |
| Bank Of America | Santa Clarita | CA | 08/2013 | 04/2018 |
I*2056280, Entity Type: Entity For Profit Name of OBA: Rover Group Inc. Address: Seattle, WA 98101 Investment Related: N Position, Title, Association: Employee Employee Start Date: 10/28/2024 No Hours: 3 No Hours during trading: 0 Duties: Walking and babysitting dogs and cats during the weekend.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-26 |
Reach out to this advisor