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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-04-27
CA RA APPROVED 2008-07-03
  • TX RA
    APPROVED_RES
    Since 2012-04-27
  • CA RA
    APPROVED
    Since 2008-07-03

Branch Locations

24200 Magic Mountain Pkwy, Santa Clarita, CA 91355 • United States

194 Wood Ave S, Iselin, NJ 08830 • United States

Santa Clarita, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Valencia CA 03/2008 Present
Bank Of America, N.A. Valencia CA 08/2009 Present
Other Businesses

(1) HARVARD-WESTLAKE HIGH SCHOOL, 3700 COLDWATER CANYON, NORTH HOLLYWOOD, CA 91326, ASSISTANT LACROSSE COACH, 01-FEB-2008, 11-20, 0 DRNG TRDNG HRS, NOT INVST RLTD. (2) I*76366 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BINDR INTERACTIVE INCORPORATED INVESTMENT RELATED: N ADDRESS OF BUSINESS: ALBUQUERQUE, NEW MEXICO 87106 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 11/3/2014 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ADVISE ON SALES AND OPERATIONS SO THAT MY FAMILY CAN RUN THE BUSINESS EFFECTIVELY AND EFFICIENTLY. I*63305 For profit or not for profit: For-Profit Organization Name of outside business organization: Applied Building solutions, Incorporated Investment related: N Address of business: Woodland Hills, California 91367 Nature of business: Corporation, Position, title, association: Family Held, Start date of relationship: 4/1/2020 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This is my brother's company. The two of them are the sole owners and are looking for someone to help guide them and provide constructive input. Neither of them have a degree in business nor corporate experience.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-20
  • S66 Uniform Combined State Law Examination
    2008-06-20

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