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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-16
CA RA APPROVED 2019-08-06
  • TX RA
    APPROVED
    Since 2019-10-16
  • CA RA
    APPROVED
    Since 2019-08-06

Branch Locations

24200 Magic Mountain Pkwy, Santa Clarita, CA 91355 • United States

Lancaster, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lancaster CA 03/2008 Present
Bank Of America, N.A. Lancaster CA 03/2008 Present
Other Businesses

I*5097268, Entity Type: Entity For Profit, Name of OBA: M w book sales , Address: lancaster , California, 93534, Investment Related: N, Position, Title, Association: ["Other"], Employee Start Date: 11/10/2026, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: publishing and writing, i wrote a book and will be self publishing on amazon and Barnes and noble to sell the book online

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-02
  • S66 Uniform Combined State Law Examination
    2019-08-02
Other Names
  • Michael Wright

View on SEC IAPD

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