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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-11 |
| CA | RA | APPROVED | 2021-12-09 |
Branch Locations
12531 High Bluff Dr Ste 400, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Carlsbad | CA | 02/2017 | 12/2017 |
| Northwestern Mutual Investment Services Llc | Carlsbad | CA | 02/2017 | 12/2017 |
| Flemings Steakhouse | San Diego | CA | 11/2016 | 03/2017 |
| Omg Hospitality | Encinitas | CA | 09/2011 | 10/2016 |
| University Of Phoenix | San Diego | CA | 01/2017 | 09/2018 |
| Jp Morgan Chase Bank | Carlsbad | CA | 12/2017 | 10/2018 |
| Jp Morgan Securities Llc | Carlsbad | CA | 12/2017 | 07/2021 |
| Jp Morgan Chase Bank | Carlsbad | CA | 10/2018 | 07/2021 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 10/2021 | Present |
| Wells Fargo Bank, Na | San Diego | CA | 09/2021 | Present |
STUB HUB, NOT INV RELATED, ENCINITAS, CA, TICKET SELLER, START 6/3/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, POSTING SEASON TICKETS WHEN NOT BEING USED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-29 |
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