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Alexander Thomas Villegas

LPl Financial LLC

Frederick, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2018-06-14
  • MD RA
    APPROVED
    Since 2018-06-14

Branch Locations

25 N Court St, Frederick, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hood College Frederick MD 08/2013 05/2017
Carroll County Ag Center Westminster MD 05/2012 06/2017
Lpl Financial, Llc Frederick MD 02/2017 Present
  • 08/2013 → 05/2017
    Hood College
    Frederick, MD
  • 05/2012 → 06/2017
    Carroll County Ag Center
    Westminster, MD
  • 02/2017 → Present
    Frederick, MD
Other Businesses

1.09/21/2017; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Key Financial Group, LLC; Investment Related; at Reported Business Location(s); Start Date 01/01/2018; 160hrs/mth; 7hrs during trading 2.08/18/2026; Hood College; Teacher Paid by School or University; Investment Related; Frederick,MD; Start Date 08/18/2026; 4hrs/mth; 0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-14
  • S66 Uniform Combined State Law Examination
    2018-06-14

View on SEC IAPD

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