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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-21 |
| HI | RA | APPROVED | 2023-05-04 |
Branch Locations
1585 Kapiolani Blvd Ste 1235, Honolulu, HI 96814 • United States
Kailua, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Hawaiian Bank | Honolulu | HI | 10/2014 | 09/2018 |
| Bancwest Investment Services, Inc. | Honolulu | HI | 02/2017 | 05/2017 |
| Raymond James Financial Services, Inc. | Honolulu | HI | 05/2017 | 09/2018 |
| Raymond James Financial Services Advisors Inc. | Honolulu | HI | 10/2017 | 09/2018 |
| Mufg Union Bank | Beverly Hills | CA | 10/2018 | 03/2023 |
| Ameriprise Financial Services, Llc | Honolulu | HI | 03/2023 | Present |
Outside Employment; SAG AFTRA; Recipient of residuals.; Employed as an actor in a TV show back in 2011 and still getting paid royalties intermittently.; 4024 Radford Ave, , Studio City, CA, 91604; Not Investment-Related; 06/01/2011; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-15 |
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