Richard Jordahl Kleber

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1998 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Edina, MN
• 11/2009 → Present
  Bank Of America,Na
  Edina, MN

Other Businesses

I*6417 Entity Type: Rental Property Name of outside business organization: Lynmar Lane Rental Investment related: No Address of business: Edina, Minnesota 55435 Position, title, association: Owner Start date of relationship: 3/1/2018 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: Owner of rental property I*: 2082275 Entity Type: LLC Name of OBA: Starry Palms, LLC Address: Lake Shore, MN 56468 Investment Related: No Position, Title, Association: Co Owner Employee Start Date: 09/2021 Number of Hours: 0 Number of Hours during trading: 0 Duties: It is a condo property in Florida which we rent out. I*: 2082274 Entity Type: LLC Name of OBA: Starry Pines, LLC Address: Lake Shore, MN 56468 Investment Related: No Position, Title, Association: Co Owner Employee Start Date: 05/2023 Number of Hours: 0 Number of Hours during trading: 0 Duties: It is a lake house that we rent out occasionally during the summer. I*: 2510281 Entity Type: Fiduciary role Name of OBA: R. S K. Revocable Trust Address: Edina, MN 55439 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 09/08/2024 Number of Hours: 20 hrs annually Number of Hours during trading: 0 Duties: Trustee for parents

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-03-16
• S66 Uniform Combined State Law Examination
  1999-03-09

Other Names

• Rich Kleber
• Richard J Kleber