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Collin Thomas Miller

LPl Financial LLC

West Des Moines, IA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-20
IA RA APPROVED 2021-07-21
  • TX RA
    APPROVED
    Since 2026-01-20
  • IA RA
    APPROVED
    Since 2021-07-21

Branch Locations

4201 Westown Pkwy Ste 330, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed West Des Moines IA 03/2017 12/2019
Harvest Point Inc West Des Moines IA 05/2018 12/2019
Scheels West Des Moines IA 04/2014 08/2018
Various Insurance Carriers For W&R Ins Agencies West Des Moines IA 12/2019 07/2021
Waddell And Reed Inc West Des Moines IA 12/2019 07/2021
Lpl Financial Llc West Des Moines IA 07/2021 Present
  • 03/2017 → 12/2019
    Waddell & Reed
    West Des Moines, IA
  • 05/2018 → 12/2019
    Harvest Point Inc
    West Des Moines, IA
  • 04/2014 → 08/2018
    Scheels
    West Des Moines, IA
  • 12/2019 → 07/2021
    Various Insurance Carriers For W&R Ins Agencies
    West Des Moines, IA
  • 12/2019 → 07/2021
    Waddell And Reed Inc
    West Des Moines, IA
  • 07/2021 → Present
    Lpl Financial Llc
    West Des Moines, IA
Previous Registrations
  • 2020-05-11 → 2021-07-21
    Waddell & Reed
    West Des Moines, IA
    Savage, MN
    Norwalk, IA
Other Businesses

1- 05/2021 / DBA for LPL Business (entity for LPL business) / Harvest Point Wealth Management / Investment Related / West Des Moines, IA 50266 2- 01/2018 / Collin Miller Notary / Notary / Investment Related / West Des Moines IA 50266

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-11
  • S66 Uniform Combined State Law Examination
    2020-05-11
Designations

View on SEC IAPD

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COMMONWEALTH FINANCIAL NETWORK
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KSA PARTNERS, LLC
ARETE WEALTH ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PARK AVENUE SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE
EDDIE RAY COLEMAN
JAMES LAWRENCE LUMLEY
CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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