Neil Alan Kaplan

Employer firm

Simplyria Advisor Network CRD 154494

$215M regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2017 → 12/2022
  Guardian Pointe Private Wealth Management, Llc
  Troy, MI
• 04/2006 → Present
  Kis Financial, Llc
  Germantown, MD
• 12/2022 → Present
  Caitlin John, Llc
  Brighton, MI

Previous Registrations

• 2017-05-12 → 2022-12-20
  Guardian Pointe Private Wealth Management, Llc
  Germantown, MD
  Brighton, MI

Other Businesses

KIS Financial, LLC, Non-investment related, The office is located from a private residence in Germantown, Maryland, Business focused on college funding solutions and insurance products, Owner and Agent, started in 2006, 20hrs/month, 10hrs/month during securities trading hours, Duties include insurance sales and marketing.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-02-03