Christopher Ronald Hopkins

Employer firm

Ep Wealth Advisors CRD 111147

$45.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• RETIREMENT PLAN ADVISORY SERVICES & TAX PREPARATION SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 11/2016
  Capital Financial Services, Inc
  Minot, ND
• 11/2016 → 01/2021
  Scottrade
  Redmond, WA
• 02/2018 → 01/2021
  Td Ameritrade, Inc.
  Redmond, WA
• 02/2018 → 01/2021
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 02/2022 → 12/2024
  Executive Wealth Management
  Venice, FL
• 01/2021 → 02/2022
  Unemployed
  Fort Myers, FL
• 03/2022 → 12/2022
  Private Client Services
  North Venice, FL
• 01/2024 → 12/2024
  Executive Wealth Management Tax Solutions
  Venice, MI
• 12/2024 → Present
  Ep Wealth Advisors, Llc
  Brighton, MI

Previous Registrations

• 2022-03-03 → 2025-01-21
  Executive Wealth Management, Llc
  Venice, FL
  Brighton, MI
• 2018-02-27 → 2021-01-11
  Td Ameritrade, Inc.
  Redmond, WA
  Seattle, WA
• 2018-02-26 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Seattle, WA
• 2017-01-25 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO
• 2015-03-10 → 2016-11-18
  Capital Financial Services, Inc.
  Minot, ND
  Elkhorn, WI
• 2010-07-01 → 2015-02-26
  Packerland Brokerage Services, Inc.
  Elkhorn, WI
  Green Bay, WI
• 2004-12-06 → 2008-10-14
  Td Ameritrade, Inc.
  Portland, OR
  Portland, OR
  Portland, OR
• 2006-06-13 → 2008-10-14
  Td Ameritrade Investment Management, Llc
  Portland, OR
• 2004-05-13 → 2004-11-12
  Ameriprise Advisor Services, Inc.
  Portland, OR
• 2000-09-21 → 2002-12-20
  Charles Schwab & Co., Inc.
  San Francisco, CA

Other Businesses

1) Executive Wealth Management Tax Solutions, Brighton, MI, Not investment related, Tax preparation, Account Executive, Start Date: 01.01.2024, 160 hours devoted per month, 130 hours devoted during securities trading, Assist in Tax preparation, (1040's, Trusts, Corporate, Gift and Estate returns) and Client engagement and exit reviews.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-21
• S63 Uniform Securities Agent State Law Examination
  1999-03-13