Michael James Lay

Employer firm

Ep Wealth Advisors CRD 111147

$45.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• RETIREMENT PLAN ADVISORY SERVICES & TAX PREPARATION SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → 12/2024
  Executive Financial Planning
  Brighton, MI
• 02/2009 → 06/2017
  Invest Financial Corp.
  Tampa, FL
• 05/2026 → Present
  Ep Wealth Advisors, Llc
  Brighton, MI
• 06/2017 → 07/2023
  Private Client Services Llc
  Brighton, MI
• 07/2007 → 12/2024
  Executive Wealth Management
  Brighton, MI
• 02/2014 → 12/2024
  Executive Wealth Management
  Brighton, MI
• 02/2021 → 12/2024
  Ewm Tax Solutions, Llc
  Brighton, MI
• 11/2016 → 12/2024
  Executive Wealth Management
  Brighton, MI
• 02/2017 → 12/2024
  Executive Wealth Management
  Brighton, MI
• 04/2022 → 12/2024
  Executive Wealth Management
  Brighton, MI
• 01/2023 → 12/2024
  Executive Wealth Management
  Brighton, MI
• 02/2017 → 12/2024
  Ewm Capital, Llc
  Brighton, MI
• 12/2024 → 05/2026
  Ep Wealth Advisors, Llc.
  Brighton, MI

Previous Registrations

• 2014-11-07 → 2025-03-14
  Executive Wealth Management, Llc
  Brighton, MI

Other Businesses

1) EXECUTIVE FINANCIAL PLANNING, INVESTMENT RELATED, INSURANCE AGENT. 135 W. NORTH STREET, BRIGHTON, MI 48116. LIFE INSURANCE. 02/01/2017; 12 HR/MO/DURING TRADING HRS. 2) EWM CAPITAL, LLC; INVESTMENT RELATED, MANAGING DIRECTOR (TITLE CHANGE EFF 01/01/2023 FROM OWNER TO MANAGING DIRECTOR), 135 W. NORTH STREET, BRIGHTON, MI 48116. PARENT COMPANY FOR EXECUTIVE WEALTH MANAGEMENT, LLC, EWM INVESTMENT SOLUTIONS, AND EXECUTIVE FINANCIAL PLANNING; MANAGING DIRECTOR. 07/01/2006; 40 HR/MO/DURING TRADING HOURS. 3) EWM TAX SOLUTIONS, LLC, NOT INVESTMENT RELATED, MINORITY OWNER. 135 W. NORTH STREET, BRIGHTON, MI 48116. MINORITY OWNER. 02/01/2021; 4 HOURS/MO/DURING TRADING HOURS; OCCASIONALLY HELPS WITH RECRUITING. 4) NORTH STREET PARTNERS, LLC. REAL ESTATE MINORITY OWNER. 135 W. NORTH STREET, BRIGHTON, MI 48116. 12/01/2021; 1-2 HRS/MO/DURING TRADING HOURS; DUTIES INCLUDE PERIODIC LANDLORD RESPONSIBILITIES. 5) PHOENIX GYMNASTICS BOOSTERS, NOT INVESTMENT RELATED, BRIGHTON, MI, GYMNASTICS BOOSTER, TREASURER, 06/01/2024, 4 HOURS PER MONTH DEVOTED, 0 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS, RESPONSIBLE FOR DEPOSITS AND PAYMENTS FOR OPERATIONS TEAM

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-08-23

Designations

• Certified Financial Planner

Other Names

• Mike Lay