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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-08-18
  • PA RA
    APPROVED
    Since 2025-08-18

Branch Locations

9026 Jefferson Highway Suite 401, Baton Rouge, LA 70809 • United States

Springfield, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hartford Funds Distributors, Llc Wayne PA 06/2018 02/2023
Duquesne University Pittsburgh PA 08/2016 05/2018
Ameriprise Financial Pittsburgh PA 02/2017 08/2017
Powertrain Sports Institute Mechanicsburg PA 05/2017 08/2017
American Portfolios Financial Services, Inc. Bala Cynwyd PA 02/2023 04/2024
Commonwealth Financial Network Waltham MA 05/2024 02/2025
Commonwealth Financial Network Waltham MA 02/2025 08/2025
Raymond James Financial Services Advisors, Inc. Springfield PA 08/2025 Present
Raymond James Financial Services Advisors, Inc. Springfield PA 08/2025 Present
Previous Registrations
  • 2024-06-27 → 2025-08-18
    Baton Rouge, LA
    Emmaus, PA
  • 2023-03-16 → 2024-04-15
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

(1)Name of Business: Aucoin Wealth Management Address: 9026 Jefferson Hwy Ste 401, Baton Rouge, LA, 70809-2431, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor / Director of Strategy (2)Name of Business: Dill Wealth Management LLC Address: 122 Kent Rd, Springfield, PA, 19064, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Working with clients on portfolio management and Dill Wealth Management LLC. I am paid through this LLC for my duties and roles associated with Aucoin Wealth Management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-11
S63 Uniform Securities Agent State Law Examination 2016-10-27
  • S66 Uniform Combined State Law Examination
    2023-03-11
  • S63 Uniform Securities Agent State Law Examination
    2016-10-27
Other Names
  • Patrick M Dill

View on SEC IAPD

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