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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-11 |
| WI | RA | APPROVED | 2020-02-24 |
Branch Locations
2465 Marina Circle Suite 500, Green Bay, WI 54304 • United States
Oconomowoc, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Green Bay | WI | 06/2019 | 02/2020 |
| Merrill Lynch | Green Bay | WI | 06/2018 | 08/2018 |
| Northwestern Mutual | Delafield | WI | 05/2017 | 12/2017 |
| Univeristy Wisconsin Madison | Madison | WI | 09/2015 | 05/2019 |
| Bank Of America, N.A. | Green Bay | WI | 09/2019 | 02/2020 |
| Rbc Capital Markets, Llc | Milwaukee | WI | 02/2020 | Present |
| City National Bank | Depere | WI | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-18 |
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