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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-07-16 |
| TX | RA | APPROVED | 2006-10-05 |
Branch Locations
37283 Swamp Rd Ste 501, Prairieville, LA 70769 • United States
Baton Rouge, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Prairieville | LA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Prairieville | LA | 03/2020 | Present |
Business Ownership; Triple A Operating Company; Managing the day-to-day operations and expenses of team; Practice Management company; 10638 Manchac Pass, , Baton Rouge, LA, 70817; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Ray Trosclair; Owner/coach for SNT - Coaching/mentoring another advisor; ; 37283 Swamp Rd. Ste. 501, , Prairieville, LA, 70769; Investment-Related; 01/21/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-02 |
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