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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-29
SD RA APPROVED 2021-12-23
LA RA APPROVED 2015-12-14
PA RA APPROVED 2015-12-14
  • TX RA
    APPROVED_RES
    Since 2022-03-29
  • SD RA
    APPROVED
    Since 2021-12-23
  • LA RA
    APPROVED
    Since 2015-12-14
  • PA RA
    APPROVED
    Since 2015-12-14

Branch Locations

37283 Swamp Rd Ste 501, Prairieville, LA 70769 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Prairieville LA 08/2015 03/2020
Ameriprise Financial Services, Llc Prairieville LA 03/2020 Present
Other Businesses

Business Ownership; Advanced Lien Solutions; Owner; Legal services; 74 Norristown Rd, , Blue Bell, PA, 19422; Not Investment-Related; 08/01/2025; 20 to 39 hours per month; 1 to 9 during trading hours. Outside Employment; Kamerman Law Firm, PC; Owner/attorney; Legal services; 74 Norristown RoadBlue Bell, PA 19422, , Blue Bell, PA, 19422; Not Investment-Related; 09/01/2013; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-14
  • S66 Uniform Combined State Law Examination
    2015-12-14

View on SEC IAPD

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