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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-04 |
| LA | RA | APPROVED | 2019-10-10 |
Branch Locations
37283 Swamp Rd Ste 501, Prairieville, LA 70769 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Prairieville | LA | 12/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Prairieville | LA | 03/2020 | Present |
Board of Directors; Jefferson Quarters Homeowners Association; Vice President; PO Box 87234, , Baton Rouge, LA, 70879; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Louisiana Baseball Academy; Coach -; Baseball Coach; 111 Robin Lane, , Schiever, LA, 70619; Not Investment-Related; 05/01/2014; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-09 |
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