Best Investors Account Sign in
Inactive

Lorraine Ann Grossman

Providence Financial And Insurances, Inc.

Woodland Hills, CA

Claim This Profile
Current Employers
Providence Financial And Insurances, Inc.

6320 Canoga Avenue, Suite 600, Woodland Hills, CA 91367 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-02
  • CA RA
    APPROVED
    Since 2017-03-02

Branch Locations

6320 Canoga Avenue, Suite 600, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Providence Financial And Insurance Inc. Woodland Hills CA 12/2014 Present
Whitehouse Village Westlake Village CA 07/2007 Present
  • 12/2014 → Present
    Providence Financial And Insurance Inc.
    Woodland Hills, CA
  • 07/2007 → Present
    Whitehouse Village
    Westlake Village, CA
Other Businesses

Lorraine Grossman, Notary. Non investment related business in Oak Park, California. As of 2006, Ms. Grossman is a sole proprietor providing notarial services for a minimal fee. Ttime devoted to services is up to one hour weekly; less than 30 minutes during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-29
  • S65 Uniform Investment Adviser Law Examination
    2016-06-29
Other Names
  • Lorraine Ann Feliciano
  • Lorraine Ann Adams

View on SEC IAPD

Other Firms

MERCER GLOBAL ADVISORS INC.
INDEPENDENT FINANCIAL GROUP, LLC
VENTURA ADVISORS
LPL FINANCIAL LLC
LINCOLN INVESTMENT
STATE FARM INVESTMENT MANAGEMENT CORP.
CITIGROUP GLOBAL MARKETS INC.
CHELSEA MANAGEMENT COMPANY

Other Investors

MICHAEL WILLIAM JOHNS
STEWART E SCHRADER
Daniel Polyakov
Carol Ann Casebolt
Homer Jonathan Reed Wilson
JAMES MATTHEW PATTON
LISA ESTELLE HARWOOD
JEFFREY ALAN HARWOOD

Other Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
VENTURA ADVISORS · WOODLAND HILLS, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
LINCOLN INVESTMENT · WOODLAND HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodland Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Woodland Hills, CA
CHELSEA MANAGEMENT COMPANY · WOODLAND HILLS, CA

More in Woodland Hills, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor