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Tyler Robert Brooks

Wells Fargo Clearing Services, LLC

Littleton, CO

Greenwood Village, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-29
MT RA APPROVED 2024-07-23
CO RA APPROVED 2021-02-05
  • TX RA
    APPROVED_RES
    Since 2025-04-29
  • MT RA
    APPROVED
    Since 2024-07-23
  • CO RA
    APPROVED
    Since 2021-02-05

Branch Locations

10103 W Belleview Ave, Littleton, CO 80127 • United States

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Lakewood CO 06/2015 Present
Wells Fargo Clearing Services, Llc Lakewood CO 02/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-05
S63 Uniform Securities Agent State Law Examination 2017-05-11
  • S66 Uniform Combined State Law Examination
    2021-02-05
  • S63 Uniform Securities Agent State Law Examination
    2017-05-11
Other Names
  • Tyler Brooks

View on SEC IAPD

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