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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2019-01-30 |
| TX | RA | APPROVED_RES | 2013-07-16 |
| NV | RA | APPROVED | 2011-01-03 |
Branch Locations
5757 Wayne Newton Blvd, Las Vegas, NV 89119 • United States
10475 S Decatur Blvd, Las Vegas, NV 89141 • United States
440 E Silverado Ranch Blvd Ste C, Las Vegas, NV 89183 • United States
8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States
Dundee, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Henderson | NV | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Henderson | NV | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, DUNDEE, OR, 100% OWNERSHIP WITH SPOUSE, START 11/1/2017, ZERO HOURS PER MONTH, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-05 |
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