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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-14 |
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
10509 San Diego Mission Rd Ste P, San Diego, CA 92108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| El Centro De La Raza | Seattle | WA | 04/2015 | 03/2017 |
| Ubs Financial Services | Bellevue | WA | 02/2017 | 02/2020 |
| Kms Financial Services, Inc. | Seattle | WA | 08/2020 | 11/2020 |
| Unemployed | N/A/ | WA | 02/2020 | 08/2020 |
| Securities America, Inc. | Edmonds | WA | 11/2020 | 04/2021 |
| Securities America Advisors, Inc. | Edmonds | OR | 11/2020 | 04/2021 |
| Harbour Investments, Inc. | Edmonds | WA | 04/2021 | 04/2022 |
| Pruco Securities Llc | San Diego | CA | 02/2023 | 11/2024 |
| Unemployed | San Diego | CA | 04/2022 | 02/2023 |
| The Prudential Insurance Company Of America | San Diego | CA | 05/2023 | Present |
| Lpl Enterprise, Llc | San Diego | CA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-31 |
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