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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-21
CA RA APPROVED 2017-06-02
  • TX RA
    APPROVED
    Since 2017-06-21
  • CA RA
    APPROVED
    Since 2017-06-02

Branch Locations

225 S. Lake Ave Ste 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Pasadena CA 02/2017 Present
Tanita Harvest Studio City CA 04/2011 12/2016
Other Businesses

SCREEN ACTORS GUILD; NON INV RELATED; PASADENA, CA; ACTOR; START: 2/11/19; 5 HRS/MO; 3 DURING TRADING. CODE NAME....SAVE, LLC, NOT INVT RELATED, NORTH HOLLYWOOD, CA, 25% OWNERSHIP, START DATE 7/1/2024, 4 HRS PER MONTH, 0 HRS DURING TRADING, LLC FOR MOVIE PROJECT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-02
S63 Uniform Securities Agent State Law Examination 2016-01-13
  • S66 Uniform Combined State Law Examination
    2017-06-02
  • S63 Uniform Securities Agent State Law Examination
    2016-01-13

View on SEC IAPD

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