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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-14 |
| UT | RA | APPROVED | 2022-01-25 |
Branch Locations
2319 South Foothill Blvd Ste 265 [Satellite], Salt Lake City, UT 84109 • United States
6985 S Union Park Ctr Ste 170, Cottonwood Heights, UT 84047 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Salt Lake City, | UT | 02/2017 | 01/2022 |
| Huntsman Corp | The Woodlands | TX | 05/2016 | 02/2017 |
| Wells Fargo Advisors Financial Network, Llc | Salt Lake City | UT | 01/2022 | Present |
EARL STREET, LLC; INV. RELATED; SALT LAKE CITY,UT; 33.3% OWNERSHIP; START DATE 01/21/2022; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160; FINET PRACTICE. GREENHEAD HOLDINGS, LLC; INV. RELATED; SALT LAKE CITY,UT; 100% OWNERSHIP; START DATE 01/21/2022; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160; S CORP FOR FINET BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-07 |
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