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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-17
MD RA APPROVED 2017-04-24
  • TX RA
    APPROVED
    Since 2017-05-17
  • MD RA
    APPROVED
    Since 2017-04-24

Branch Locations

100 Front St Ci Relationship Management, Worcestor, MA 01608 • United States

11333 Mccormick Rd Ci Relationship Management, Hunt Valley, MD 21031 • United States

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 02/2017 Present
Guitar Center Inc Frederick MD 10/2013 02/2017
Mobtown Studios Baltimore MD 05/2012 Present
Other Businesses

I*521352 For profit or not for profit: Entity For Profit Name of outside business organization: Paul Mercer (Independent Contractor) Investment related: N Address of business: Baltimore, Maryland, 21212 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 9/10/2021 Number of hours devoted: 40 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Independent contractor for audio engineering related goods and services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-21
  • S66 Uniform Combined State Law Examination
    2017-04-21
Other Names
  • Paul A. Mercer

View on SEC IAPD

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