Best Investors Account Sign in
Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-03-22
TX RA APPROVED 2022-03-22
  • TN RA
    APPROVED
    Since 2022-03-22
  • TX RA
    APPROVED
    Since 2022-03-22

Branch Locations

3102 West End Avenue Suite 780, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brentwood TN 02/2017 03/2021
The Golf Club Of Tennessee Kingston Springs TN 10/2016 02/2017
Brook Hollow Golf Club Dallas TX 10/2015 09/2016
Wells Fargo Clearing Services, Llc Nashville TN 03/2021 03/2022
Ubs Financial Services Inc Nashville TN 03/2022 Present
Previous Registrations
Other Businesses

1) Tennessee Rack,Material handling storage solutions,United States,Administrative support including process and workflow organization and document and information management.Start date- 12/15/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-08
  • S66 Uniform Combined State Law Examination
    2018-10-08
Designations
Other Names
  • Sarah Michelle Supergan
  • Sarah Michelle Harris
  • Sarah Supergan

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Nashville, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor