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Scott Lopaka Kam Kin Frunzi

LPl Financial LLC

San Diego, CA

Huntington Beach, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-21
  • CA RA
    APPROVED
    Since 2024-02-21

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Huntington Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 02/2017 12/2023
Endeavor Global New York NY 05/2016 11/2016
Rothman's Ny New York NY 11/2016 01/2017
Lpl Financial Llc San Diego CA 01/2024 Present
  • 02/2017 → 12/2023
    The Vanguard Group, Inc.
    Malvern, PA
  • 05/2016 → 11/2016
    Endeavor Global
    New York, NY
  • 11/2016 → 01/2017
    Rothman's Ny
    New York, NY
  • 01/2024 → Present
    Lpl Financial Llc
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-04
S63 Uniform Securities Agent State Law Examination 2017-03-22
  • S66 Uniform Combined State Law Examination
    2019-09-04
  • S63 Uniform Securities Agent State Law Examination
    2017-03-22
Other Names
  • Scott Frunzi

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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