Joseph Michael Lushene

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 07/2019
  Securities America Inc.
  Cary, NC
• 05/2016 → 07/2019
  Securities America Advisors
  Cary, NC
• 07/2019 → 01/2025
  Lincoln Financial Securities Corporation
  Raleigh, NC
• 01/2025 → Present
  Osaic Wealth, Inc.
  Raleigh, NC

Previous Registrations

• 2019-07-31 → 2025-01-24
  Osaic Fs, Inc.
  Raleigh, NC
• 2016-05-20 → 2019-07-31
  Securities America Advisors, Inc.
  Cary, NC
• 2006-08-22 → 2016-05-25
  Woodbury Financial Services, Inc.
  Raleigh, NC
  Cary, NC
  Raleigh, NC

Other Businesses

1. JOSEPH MICHAEL LUSHENE, JR. 4000 WESTCHASE BLVD., SUITE 300, RALEIGH, NC 27607 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: CAREER AGENT DUTIES: DISABILITY INSURANCE, FIXED ANNUITIES, TRADITIONAL LIFE INSURANCE START DATE: 8/1/19 HOURS PER MONTH: 160 2. LUSHENE & ASSOCIATES, LLC 4124 GREEN CHASE WAY, APEX, NC 27539 CATEGORY: LLC INVESTMENT RELATED: YES TITLE: OWNER DUTIES: THE COMPANY IS USED FOR MANAGEMENT OF MY FINANCIAL PLANNING BUSINESS, NON-SECURITIES ACTIVITIES. I OVERSEE THE MANAGEMENT & PAYROLL ACTIVITIES. START DATE: 4/1/2007 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 0 3. LUSHENE & ASSOCIATES LLC-RENTAL PROPERTY 4124 GREEN CHASE WAY, APEX, NC 27539 CATEGORY: RENTAL INVESTMENT RELATED: YES TITLE: OWNER DUTIES: RENTAL PROPERTY FOR WEALTH ACCUMULATION START DATE: 1/1/2010 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 1 4. CAPITAL PLANNING GROUP - 900 RIDGEFIELD DR, STE 130, RALEIGH, NC 27609 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: COMMISSION-BASED GROUP BENEFITS, FIXED ANNUITIES, INDEXED ANNUITIES, AND TRADITIONAL LIFE INSURANCE START DATE: 1/1/2024 HOURS PER MONTH: 180 HOURS PER MONTH DURING TRADING HOURS: 100 5.GREEN CHASE PROPERTIES, LLC POSITION: Owner NATURE: Its an LLC and manages my rental properties INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/09/2025 ADDRESS: 4124 Green Chase Way, Apex NC 27539, United States DESCRIPTION: I oversee & have material participation in a portion of the operation and maintenance of rental properties

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-06
• S63 Uniform Securities Agent State Law Examination
  1999-03-01

Other Names

• Mickey Lushene
• J Michael Lushene