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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-12 |
Branch Locations
5700 Tennyson Parkway Suite 250, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Richardson | TX | 02/2017 | 10/2017 |
| Orgill Inc. | Kilgore | TX | 02/2013 | 02/2017 |
| Bb&T | Dallas | TX | 10/2017 | 04/2019 |
| Avantax Investment Services Inc | Dallas | TX | 04/2019 | 09/2025 |
| Avantax Advisory Services | Dallas | TX | 04/2019 | 09/2025 |
| Avantax Insurance Agency, Llc | Dallas | TX | 05/2019 | 09/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2025 | 11/2025 |
| Cetera Advisors Llc | Greenwood Village | CO | 04/2025 | 11/2025 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 04/2025 | 11/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 04/2025 | 11/2025 |
| Cetera Wealth Services, Llc | Dallas | TX | 09/2025 | 11/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | 11/2025 |
| Sanctuary Securities, Inc. | Plano | TX | 11/2025 | Present |
| Sanctuary Advisors Llc | Plano | TX | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-09 |
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