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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-19 |
Branch Locations
2000 West Loop S Ste 2110, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Ins Co(Wealth Development Strategies Investmen) | Horsham | PA | 01/2017 | 07/2021 |
| Camac International | Houston | TX | 01/2011 | 01/2017 |
| Hornor Townsend & Kent Inc | Horsham | PA | 02/2017 | 03/2018 |
| Unity National Bank | Houston | TX | 01/2018 | 09/2020 |
| Hornor Townsend & Kent Inc | Horsham | PA | 09/2018 | 01/2020 |
| 1865 Llc | Columbus | OH | 04/2021 | 07/2021 |
| Ameriprise Financial Services, Llc | Houston | TX | 07/2021 | Present |
Board of Directors; Brooks; Tommy; Board member; 5300 N. Braeswood Street 8, , Houston, TX, 77096; Not Investment-Related; 08/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Outside Employment; Adelphi Bank; Head up the Accounting Department ; 800 E Long Street, , Columbus, OH, 43203; Not Investment-Related; 01/18/2023; 60 during trading hours; 60 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-16 |
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